Keyword Analysis & Research: series 65

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What does series 65 do?

The Series 65 exam, known formally as the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities.

What does the series 65 cover?

1 Answer. The Series 65 test covers a wide variety of topics, including federal and state securities regulations, ethical guidelines, types of security products, methods for evaluating securities, securities trading strategies, and the principals of economics.

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